Title | Order: Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations |
ToC Doc | Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations |
Docket Number | 2024-30377 |
Type | Notice |
Subject | Order: Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations |
Publication Date | 2024-12-20 |
Last Updated Date | 2024-12-19 08:15:09 -0500 |
Last Public Inspection | 2024-12-19 |
Filed At | 2024-12-19T08:45:00.000-05:00 |
2024-30377_PI.pdf (118894 bytes) | |
Download | TXT / HTML / JSON |
Number of Pages | 10 |
Filing Type | regular |
Agencies | Securities and Exchange Commission |
You can find the raw source document below...