Order: Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations

TitleOrder: Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations
ToC Doc Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations
Docket Number2024-30377
Type Notice
Subject Order:
Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants that are not U.S. Persons and are Relying on Substituted Compliance Determinations
Publication Date2024-12-20
Last Updated Date 2024-12-19 08:15:09 -0500
Last Public Inspection2024-12-19
Filed At2024-12-19T08:45:00.000-05:00
PDF 2024-30377_PI.pdf (118894 bytes)
Download TXT / HTML / JSON
Number of Pages 10
Filing Typeregular
AgenciesSecurities and Exchange Commission

You can find the raw source document below...

This site's data is aggregated programmatically and provided "as is" without any representations or warranties, express or implied. OFR.report is not affiliated with the Office of the Federal Register or the US government in any way.

© OFR.report 2021