| Title | Safeguarding Advisory Client Assets |
| ToC Doc | Safeguarding Advisory Client Assets |
| Docket Number | 2023-03681 |
| Type | Proposed Rule |
| Subject | Safeguarding Advisory Client Assets |
| Publication Date | 2023-03-09 |
| Last Updated Date | 2023-03-08 08:15:11 -0500 |
| Last Public Inspection | 2023-03-08 |
| Filed At | 2023-03-08T08:45:00.000-05:00 |
| 2023-03681_PI.pdf (1060947 bytes) | |
| Download | TXT / HTML / JSON |
| Number of Pages | 380 |
| Filing Type | regular |
| Agencies | Securities and Exchange Commission |
You can find the raw source document below...