Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews: Amendments Regarding the Definition of ‘Exchange’ and Alternative Trading Systems That Trade U.S. Treasury and Agency Securities, National Market System Stocks, and Other Securities

TitlePrivate Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews: Amendments Regarding the Definition of 'Exchange' and Alternative Trading Systems That Trade U.S. Treasury and Agency Securities, National Market System Stocks, and Other Securities
ToC Doc Amendments Regarding the Definition of 'Exchange' and Alternative Trading Systems That Trade U.S. Treasury and Agency Securities, National Market System Stocks, and Other Securities
Docket Number2022-10195
Type Proposed Rule
Subject Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews:
Amendments Regarding the Definition of 'Exchange' and Alternative Trading Systems That Trade U.S. Treasury and Agency Securities, National Market System Stocks, and Other Securities
Publication Date2022-05-12
Last Updated Date 2022-05-11 08:15:10 -0400
Last Public Inspection2022-05-11
Filed At2022-05-11T08:45:00.000-04:00
PDF 2022-10195_PI.pdf (106834 bytes)
Download TXT / HTML / JSON
Number of Pages 7
Filing Typeregular
AgenciesSecurities and Exchange Commission

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