| Title | Prohibition against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions |
| ToC Doc | Prohibition against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions |
| Docket Number | 2021-27531 |
| Type | Proposed Rule |
| Subject | Prohibition against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions |
| Publication Date | 2022-02-04 |
| Last Updated Date | 2022-02-03 08:15:08 -0500 |
| Last Public Inspection | 2022-02-03 |
| Filed At | 2022-02-03T08:45:00.000-05:00 |
| 2021-27531_PI.pdf (717015 bytes) | |
| Download | TXT / HTML / JSON |
| Number of Pages | 196 |
| Filing Type | regular |
| Agencies | Securities and Exchange Commission |
You can find the raw source document below...