Title | Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants |
ToC Doc | Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants |
Docket Number | 2021-25840 |
Type | Proposed Rule |
Subject | Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants |
Publication Date | 2021-12-01 |
Last Updated Date | 2021-11-30 08:15:24 -0500 |
Last Public Inspection | 2021-11-30 |
Filed At | 2021-11-30T08:45:00.000-05:00 |
2021-25840_PI.pdf (327424 bytes) | |
Download | TXT / HTML / JSON |
Number of Pages | 96 |
Filing Type | regular |
Agencies | Securities and Exchange Commission |
You can find the raw source document below...